Bachelor's degree in Law, Finance, Business Administration, Economics, Risk Management, Accounting, or a related discipline.
CMA Compliance Certification or another CMA-recognised compliance qualification is mandatory.
Professional qualifications such as ICA, ACAMS, CFA, ACCA, CPA (K), or FRM will be an added advantage.
Minimum of 4–6 years' experience in Risk and Compliance within an investment bank, stockbroker, fund manager, investment adviser, or another CMA-licensed financial institution.
Strong working knowledge of the Capital Markets Act, CMA Regulations, NSE Rules, CDSC requirements, POCAMLA, AML/CFT legislation, and the Data Protection Act.